Series 63, 65, 66

Series 66 practice exam, full length

All four subjects at their NASAA quotas, shuffled together, with the clock running from your first answer. The correction and a score per subject come at the end.

Question 1 of 100
An investor bought shares on March 10 of one year and sells them at a gain on March 10 of the following year. How is the gain classified?

Your score · Series 66 mock

0 / 100

0 / 100 answered

Choose an answer to begin

Pass: 73 of 100 correct
Time left: 136:00 of 136 min

Practice questions written by Radif Partners from the official outline topics. They are not questions from the real exam. Progress is kept in this browser only (local storage) and never sent.

A Series 66 practice exam has to reflect one feature above all: how heavily the real test leans on law. Of the 100 scored questions, 45 come from laws, regulations and ethics, 45% of the exam, and the mock on this page draws exactly that many, alongside 30 on recommendations and strategies, 17 on investment vehicles and 8 on analytical methods. The result is set against NASAA's own line, at least 73 correct, so a pass on the mock is a pass by the real standard for those questions, not an estimate. The 10 pretest items of the real sitting are left out, as they never affect a score. On exam day the 150 minutes cover 110 items, roughly 82 seconds each, which is comfortable for short rule questions and tighter for client scenarios. After you submit, the mock shows the total, the score in each subject and the explanation of every question, and keeps your misses in this browser for the review page. Most Series 66 candidates already hold the Series 7, so the weak point is rarely products; it is the precision of state law.

Time per question on exam day

Seconds per question

82

Questions on screen110 (10 unscored)
Time allowed150 minutes
After 40 questions, on pace55 min used, 95 left

The unscored pretest questions look like the others and are spread through the exam, so the pace counts them too.

Practice under the clock →

Questions, formats and fees by Radif Partners · Editorial policy · Method

Mock format at a glance

Format from the NASAA Series 66 study guide and the FINRA Series 66 page.
Series 66 on exam dayThis mock
Scored questions100100
Pretest questions10not included
Questions per subject8 / 17 / 30 / 45the same
Pass73 correct73 correct
Correctionsnone; subject scores only after a failfull explanations after submitting

Our pool counts 255 questions for this exam. The law subject is the deepest, with 109 questions, so several mocks can be drawn before the law items repeat much.

Time on the clock

About 82 seconds per item on exam day is the most generous pace of the three NASAA exams, but the Series 66 spends it on long questions: a client with a retirement plan, a trust and a tax bracket, asking for the most suitable step. The pace calculator under this text tells you where you should stand after any number of questions. Many candidates find it useful to aim for being slightly ahead of pace at the halfway mark, so the scenario-heavy stretches never force a rush.

Rule questions versus scenario questions

Rule questions turn on one word in the stem: an exclusion, a time limit, a type of client. Give them a careful single read and move on. Scenario questions need you to identify the client's objective and constraints first; the answer is usually the one that serves the stated objective with the least added risk or cost.

Making the most of the result

The score per subject is the key output. With law at 45% of the exam, every point of accuracy there moves the total far more than the same gain in analytical methods. Sort each law miss by type:

  • definitions (who is an adviser, an agent, a federal covered adviser);
  • exclusions and exemptions, where many candidates swap one for the other;
  • ethics and fiduciary duty, from disclosure of conflicts to custody of client funds;
  • the administrator's powers and the remedies available to clients.

Then use the review page, which serves only your misses, and the topic notes on the Series 66 guide.

A plan between two mocks

Most Series 66 candidates prepare while working, often right after the Series 7, so time between mocks is short. A compact plan fits around a job. In the first days after a mock, rework every law miss and rewrite each rule in one sentence of your own. Then run short practice sets on the law subject from the guide page, a few each day, until your rate there stops moving. Add one set on recommendations and strategies every other day, built around client scenarios, and a handful of analytical method questions to keep formulas fresh. After about a week, sit a second full mock on a new draw. If the law score rose and the total cleared the line again, the plan worked; if not, repeat it before booking.

Booking the exam

Book once two mocks on separate draws clear 73 with some margin and the law subject is not the weakest. The exam day page covers the routine at the test center. If you prepare both state exams for different roles, the Series 63 mock and the Series 65 mock use the same marking on their own lines.

Common questions

What score on a Series 66 mock means I am ready?

Clear the line of 73 by a few answers on two different draws, with the law subject at or above your overall rate. Law carries 45 questions, so a mock that passes on the strength of the investment subjects while law lags is not a safe signal. Fresh questions matter too: a mock full of items you remember overstates your level.

Why do Series 66 mocks share questions with the 63 and 65?

Because the outlines overlap. The law subject of the Series 66 covers the same state rules on agents and advisers as the Series 63 and 65, and the recommendations subject matches the Series 65. A question written for one of them is tagged for the others when its topic sits in their outlines too, so preparing for one exam trains the overlap.

How should I split review time after a Series 66 mock?

In proportion to the points at stake. Start with the law misses, sorted into definitions, exemptions and ethical practices, then the client recommendation scenarios, and leave analytical methods for short daily drills. Each miss also appears on the review page, so the days between two mocks can go entirely to questions you got wrong.

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Independent publisher of free practice quizzes and planning tools for the SIE, Series 6, 7, 63, 65 and 66 securities exams

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