Who is behind Series Mock Exam

Series Mock Exam is published by Radif Partners, a company that builds free tools on public rules and public data. This site is for people preparing the qualification exams of the US securities industry: students and career changers taking the SIE on their own, new hires sitting the Series 7 or Series 6 for their firm, and future advisers facing the Series 63, 65 or 66.

What the site does

It offers practice by outline section with each answer explained, full mock exams with the official number of questions per section and the official time, and a review mode that brings back the questions you missed. Around the exams, it works out which exams a job needs, what they cost in 2026, when a failed exam can be retaken, when an enrollment window closes and how long a pass stays valid. Everything is free, without an account or an email address; progress stays in your browser.

Where the questions and rules come from

We wrote all 664 practice questions ourselves, each from a topic of the public content outlines that FINRA and NASAA publish. Their text is not reproduced, and we never present our questions as real exam questions. Formats, fees and rules were read on finra.org, in FINRA's rulebook and fee schedule and in the NASAA study guides, and every page links to the official page behind it. The method page explains how a mock is drawn and marked.

What we are not

We are not FINRA, NASAA, Prometric, a state securities regulator, a broker-dealer or a training company. We cannot enroll you, schedule an exam, see a score report or sponsor a registration. The site uses no official logo or seal.

How the site is paid for

The site sells no course, book or flash cards, takes no commission and links to no firm that does. If advertising is added one day, it will never sit inside a quiz, and it cannot use your answers, which never leave your browser.

Tell us when something is wrong

Write to contact@seriesmockexam.com with the rule, or the first words of the question. The editorial policy explains how a correction is made and dated. The site has 47 pages.

Formats and fees last checked on October 26, 2026.