Editorial and corrections policy

People use these pages to decide when to sit an exam that costs up to a few hundred dollars and that can delay a job offer when failed. A stale fee or a wrong waiting period costs them money or weeks, so every figure points back to the official page it was read on.

Who is responsible

Radif Partners, reachable at contact@seriesmockexam.com.

What we read

• finra.org: the exam pages, the content outlines, the scheduling pages, FINRA Rules 1210, 1220, 1240 and 4210, the fee schedule and Regulatory Notices;
• nasaa.org: the study guides and test specifications of the Series 63, 65 and 66;
• federal texts for the exam math: Regulation T and the SEC's T+1 settlement rule.

How the questions are written

Each question takes one topic of an official outline and asks about it in our own words. We never copy a question from a prep provider, a book, a flash-card site or a real exam, and we never present our questions as real exam questions.

Sources we refuse

Prep providers, course sellers, forums and flash-card sites never supply a figure here. Pass rates are not published, because FINRA and NASAA publish no current ones. A rule we cannot find on an official page is not published.

Review cycle

Formats and fees are read again when FINRA publishes a new fee schedule, a new outline or a Regulatory Notice on qualification exams; announced changes are shown as coming, with their date, never as current.

Corrections

1. We open the official page again.
2. We correct the parameter file or the question, and add an automated test for the case.
3. The site rebuilds and every page shows the new date.

Independence

No regulator, firm, prep provider or publisher pays for or reviews what is published here, and the site carries no affiliate link. See also the method page. Version of October 26, 2026.