Series 7 and 6

Series 6 mock exam, timed and full length

The timer starts with your first answer and the corrections wait for the end, as on test day. Each new draw mixes the four job functions in their official proportions.

Question 1 of 50
A customer invests $300 each month in a fund, buying at $10, $15 and $20 per share. What are the average cost per share and the average price?

Your score · Series 6 mock

0 / 50

0 / 50 answered

Choose an answer to begin

Pass: scaled score of 70; here 35 of 50 correct (70%), an approximation
Time left: 82:00 of 82 min

Practice questions written by Radif Partners from the official outline topics. They are not questions from the real exam. Progress is kept in this browser only (local storage) and never sent.

This mock gives you a Series 6 of the right shape: 50 scored questions, with each job function receiving exactly its weight in the FINRA outline, 12 for F1, 8 for F2, 25 for F3, 5 for F4, then mixed. On the day, FINRA adds 5 unscored pretest items and allows 1 hour 30 minutes for all 55; our version leaves the pretest items out and shortens the clock in proportion, so the time per question stays the same. When the test is marked you see your score, a breakdown by function and each missed question with its explanation. The real exam reports a scaled score, with 70 needed to pass (FINRA Series 6 page), and FINRA publishes no conversion from correct answers. Our mock therefore uses 70% of the scored items as its line, 35 of 50, and calls it an approximation. On a short exam each question weighs a lot: one item is 2% of the score, so a single bad stretch moves the result more than on the Series 7.

Time per question on exam day

Seconds per question

98

Questions on screen55 (5 unscored)
Time allowed90 minutes
After 40 questions, on pace65 min used, 25 left

The unscored pretest questions look like the others and are spread through the exam, so the pace counts them too.

Practice under the clock →

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How the draw is built

Official split of the 50 scored items (Series 6 outline); pool counts read from our bank at build time.
FunctionQuestions in the mockShareOur pool
F1. Seeking business1224%22
F2. Opening accounts816%21
F3. Funds, variable contracts and recommendations2550%51
F4. Orders and transactions510%10

The pool for each function includes questions shared with the SIE and the Series 7 when the outline topic is identical, for instance prospectus delivery or the features of a variable annuity. Every mock draws a fresh combination, and the address bar keeps the draw so that you can replay it later and check whether last week's misses are fixed.

Pacing a short exam

The real exam gives about 98 seconds per item on average, counting the unscored ones that sit invisibly among the rest. That is generous for definition questions and fair for the pricing and annuity calculations. The risk on the Series 6 is less running out of time than losing focus: with fewer items, a run of careless answers costs more. Two habits help.

  • Check your position against the pace calculator at a quarter, half and three quarters of the mock.
  • Mark the items you are unsure of and come back to them at the end, rather than stalling on one.

The test center supplies the calculator and the material for notes; the exam day page lists what you can and cannot bring.

Reading your result

The function breakdown first

On the Series 6, seeking business carries 12 items and account opening 8, so the rule-based functions weigh much more than on the Series 7. A low score there is often the quickest to fix: communications, prospectus and customer information rules can be learned in a few sessions. A low score in the products function, with its 25 items, needs longer work on funds and variable contracts.

Then the overall score

Compare it with the line of 35 and look at the margin. Because of the small number of items, a result two or three questions above the line is still within the normal swing between draws.

What the mock cannot tell you

Our questions are written by Radif Partners from the outline topics, not taken from FINRA's item bank, so the wording on the day will differ. The mock measures how well you cover the outline and how you hold up under the clock; it does not predict a scaled score. Two limits deserve attention. First, a small pool in a function means some questions return across draws, and a familiar question is easier than a new one. Second, a quiet room at home is kinder than a test center. Give yourself a margin for both, and use the practice sets on the Series 6 page to keep meeting fresh items between mocks.

Between two mocks

Go through every miss shown under the results, then send them to the review page, which serves them again until they are right. Refresh the arithmetic of offering prices and sales charges on the fund pricing page. Leave a few days before the next mock so it measures what you learned, not what you remember of the draw. Should the real attempt go wrong, the retake rules explain the waiting period before you can sit again, currently 30 days after a first failure.

Common questions

How many questions can I miss on the Series 6 mock?

On our mock the line is 35 correct out of 50, so 15 misses still pass it. On the real exam the scaled score of 70 comes from equating, and the exact number can vary with the form. Aim for a margin of several questions above the line on more than one mock before you book.

How fast do I need to answer Series 6 questions?

The exam allows 90 minutes for 55 items, unscored ones included, which leaves a little over a minute and a half per item on average. Most candidates finish with time to spare. The pace calculator under the citable block tells you where you should be after any number of questions, so you can check yourself during the mock.

Why does my Series 6 mock score jump between attempts?

With only 50 questions, each one is worth 2% of the score, and a new draw changes the mix of topics inside each function. Two or three questions on a weak subject can move the result noticeably. Look at the trend across several mocks and at the score by function, rather than at a single number.

Next steps

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